WebThere are two kinds of transition filings: notice transition filings (SEC registered advisers that are notice filed in a state) and registration transition filings (State registered … WebApr 17, 2024 · Combined Notice of Filings Take notice that the Commission has received the following Natural Gas & Oil Pipeline Rate and Refund Report filings: ... (Hartree April 11 2024) to be effective 4/ 11/2024. Filed Date: 4/11/23. Accession Number: 20240411–5092. Comment Date: 5 p.m. ET 4/24/23. Any person desiring to intervene or protest in any of ...
Follow-On Offerings and Shelf Registrations Perkins Coie
WebApr 13, 2024 · This Form must be filed with the SEC by an affiliate of the issuer as a notice of the proposed sale of securities in reliance on Rule 144, when the amount to be sold under Rule 144 by the affiliate during any three-month period exceeds 5,000 shares or units or has an aggregate sales price in excess of $50,000.A person filing a Form 144 must have a … WebSep 28, 2024 · The notice of effectiveness is a public declaration by the Securities and Exchange Commission that a public company's registration statement has been … comfort pack parts
SEC Form S-3: Definition, Parts, When to Use It, and How to File
WebGive the Staff early notice of your timing to help resolve material issues before starting the road show. Advise the Staff of your timing for effectiveness and request acceleration 48 hours prior. The SEC will call to advise of effectiveness but notify them ASAP if you want to delay effectiveness. WebMar 4, 2024 · UNITED STATES: SECURITIES AND EXCHANGE COMMISSION: Washington, D.C. 20549: Notice of Effectiveness: Effectiveness Date: March 4, 2024 4:00 P.M. WebUNITED STATES: SECURITIES AND EXCHANGE COMMISSION: Washington, D.C. 20549: Notice of Effectiveness: Effectiveness Date: January 30, 2024 5:00 P.M. dr william ludden millington tn