WebSep 27, 2024 · The head of a trading desk routinely directed traders to delete messages on personal devices and to use Signal, including during the CFTC’s investigation. In another example, the CFTC found evidence of offline communications at Nomura, and Nomura traders then took efforts to obstruct the investigation. WebSep 17, 2024 · Commodity Futures Trading Commission investigators, who in recent weeks have been reaching out to potential witnesses, one of the people said. LIVE ON BLOOMBERG Watch Live TV Listen to Live Radio

Commodity Futures Trading Commission CFTC

WebThe CFTC has a diverse and accomplished professional workforce to support its dynamic and essential mission. Please review the career paths, benefits and consider bringing … WebDec 17, 2024 · During the course of a CFTC investigation into certain of JPMorgan’s trading, CFTC staff issued subpoenas to JPMorgan for certain communications. The Division of Enforcement learned, based on communications received from a third party, that JPMorgan traders had been using personal text messages and WhatsApp to communicate. 36氪创投平台

Energy trader Gunvor Group says U.S. CFTC investigating ... - Reuters

WebCHAPTER I—COMMODITY FUTURES TRADING COMMISSION; PART 11—RULES RELATING TO INVESTIGATIONS § 11.3 Confidentiality of investigations. 17 CFR § 11.3 - Confidentiality of investigations. ... All information and documents obtained during the course of an investigation, whether or not obtained pursuant to subpoena, ... WebA CFTC investigation starts when the Commission receives information about alleged violations of the Commodity Exchange Act, handled by the Division of Enforcement. They frequently receive information about possible violations from self-regulatory organizations, alleged victims, government officials, whistleblowers, and cooperating witnesses. WebThe rules of this part apply to investigatory proceedings conducted by the Commission or its staff pursuant to sections 6 (c) and 8 and 12 (f) of the Commodity Exchange Act, as amended, 7 U.S.C. 9 and 15 and 12 and 16 (f) (Supp. IV, 1974), to determine whether there have been violations of that Act, or the rules, regulations or orders adopted … 36氦克